Methodical instructions for the implementation of control works in the discipline "Compliance-management in the financial and credit sphere"

Abstract

The study of published scientific papers, theoretical concepts, relevant methodological support and empirical analysis of compliance management practices in financial and credit institutions allowed the author to identify the most pressing issues that require scientific solutions. Compliance is one of the prerequisites for the implementation of strategic decisions to ensure business continuity in terms of fulfilling previously assumed obligations. The purpose of studying the discipline is to analyse and systematise general approaches to the organisation of compliance management in financial and credit institutions in order to reveal the optimal strategies, methodologies and tools necessary to ensure a high level of compliance with legislation, regulatory requirements and ethical standards in the activities of enterprises. Every organisation, being an integral part of society, is responsible for complying with the rules of behaviour established in society. As a result, there is a growing number of managers who are aware of the need to implement a comprehensive approach to monitoring and evaluating the compliance of implemented strategies with existing norms and standards.